SAA Core Values Statement and Code of Ethics

Overview

The Core Values of Archivists and the Code of Ethics for Archivists are intended to be used together to guide individuals who perform archival labor or who work in archival environments. These values and ethical principles help shape SAA’s expectations for professional actions and engagement.  At times these may run counter to each other with no clear indication of which takes precedence. On balance, however, archival edeavors should adhere to the spirit of these values and principles.

In summary, archivists should strive to:

  • Expand access and usage opportunities for users, and potential users, of archival records.
  • Actively contribute ideas and resources to our field’s body of theoretical and practical scholarship.
  • Cultivate collaborative opportunities not only with creators, users, and colleagues, but with any interested parties who wish to engage with archival records.
  • Develop and follow professional standards that promote transparency,  archival accountability, and mitigate harm.
  • Respect the diversity found in humanity and advocate for archival collections to reflect that rich complexity.
  • Recognize the importance of professional education and development by supporting lifelong learning for themselves and others.
  • Prioritize environmentally sustainable practices for preserving collections and serving communities.
  • Create mentorship opportunities for library school students, new professionals, and any individual in the archives field who seeks to enrich their work experience.
  • Actively share their knowledge and expertise with creators, users,  colleagues, and the communities archives seek to document..

We acknowledge that archivists and archival practices are never neutral. We also acknowledge that archival practices represent significant power dynamics that can reinforce or challenge dominant paradigms and historical silences. The goal of this document is to move the profession toward a more inclusive, ethical, and accountable community of archival practice.

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Core Values of Archivists

Archivists conduct vital work, including:

  • Identifying and preserving essential records that document the cultural heritage of society.
  • Organizing and maintaining the documentary record of institutions, groups, communities, and individuals.
  • Promoting discovery and access to  primary source materials.by a broad range of people who seek to locate and use the information found in evidentiary records, including to interpret past events.

The modern archives profession endeavors to ground its theoretical foundations and functions in a set of core values that guides all the practices and activities of archivists, both individually and collectively. These core values embody what our field stands for and should inform the professional actions of SAA’s membership. Archivists should use these guidelines to equitably service of all members of society.

Accordingly, this statement of core archival values articulates a set of principles that serve both as a reminder of how archivists should strive to engage professionally and as a framework for contextualizing archivists' role in a greater societal sense. Archivists are often subjected to competing claims and imperatives that may pull in conflicting directions. These core values can guide archivists when making professional decisions, serving as a lens through which they can examine complex ethical concerns that may arise during their work.

Access and Use:  Access to records is essential in all personal, community, academic, business, and government settings. Archivists should promote and provide the widest possible access to materials, while respecting legal and ethical access restrictions including public statutes, cultural protections, donor contracts, and privacy considerations and expectations rWhile access may be justifiably limited in some instances, archivists still seek to foster open access and unrestricted use as broadly as possible when appropriate.

The goal of use should be considered during every phase of acquisition, description, and access. Even individuals who do not directly use archival materials still benefit indirectly from research, public programs, and other forms of archival work, including an increased awareness that records exist, are being cared for, and can be accessed when needed. Accordingly, use of documentary records should be actively promoted and supported by archivists.

For more on access and use see also the infernational Council on Arcives Principles of Access to Archives.

Accountability:  Archivists help maintain documentary evidence of actions by individuals, groups, and organizations. By preserving records of societal experiences, functions, activities, and decision-making, archivists provide important resources for contemporary and future entities seeking accountability.

Whether in the public sphere, private sector, academia, or other institutional settings,  leaders must be held accountable both to the judgment of history and future generations. This includes public accountability in the ongoing governance and functioning of society as well as  protecting the rights and interests of individuals, and communities. Preserving evidentiary records for both public and private entities creates a mechanism to cultivate transparency within organizations and can help make power imbalances visible.

Archivists are accountable to internal and external stakeholders in exercsiing their prorfessional responsibiies and judgement. Archivists should be transparent in documenting their interventions in the historcal record as these may affect the understanding and use of collecitons in their custody. The aim is to produce trust in and between users, archivists, repositories and the communities documented in archival collections.

Advocacy: Archivists promote the use and understanding of the historical record, while also serving as advocates for their own archival programs and organization’s needs. Advocacy for archivists and archival work can take many forms, including, but not limited to contributing to the formation of public policy related to archival and recordkeeping issues, ensuring that archivists’ expertise is used in the public’s interest, and making the utility and value of archival work understood locally and beyond. Building support and understanding for all forms of archival labor is necessary to secure the resources required to continue our work and to ensure continued access to materials held within archives.

Diversity:  Archivists collectively should seek to document and preserve the record of the broadest possible range of individuals, communities, governance, and organizations. Archivists respectfully work to build and promote archival collections that document a multiplicity of viewpoints on social, political, and intellectual issues.  

Within our organizations:: In alignment with institutional missions, archivists must embrace the importance of identifying, preserving, and working with communities to actively document those whose voices have been underrepresented or marginalized. It is critical to forge connections with under-documented communities and individuals, support preservation of records relating to those communities’ activities, encourage use of archival research sources, and support the formation of community-based archives. Building collections that reflect the diversity of humanity is key to preserving a historical record that encompasses the stories of all peoples, instead of just those who wield enough power and influence to ensure their lives are documented.

Within our field at large: Archival education programs, professional organizations, and hiring institutions must work to develop practices and policies that center the recruitment, retention, and ongoing support of inclusive communities of practice. It is not enough to collect the history of diverse peoples—the archives profession must constantly work toward creating anti-oppressive environments that encourage participation from people across the spectrum of experience. 

The SAA Statement on Diversity, Equity, and Inclusion provides further guidance in this area.

History and Memory:  Archival materials provide digital and physical surrogates for human memory, both individually and collectively, and serve as evidence against which individual and social memory can be compared. While the historical record cannot be defined by a single document, collection, or memory, archivists recognize that primary sources allow people to examine past events and gain insight into human experiences.

Preservation:  Archivists serve as stewards for primary sources in a multitude of formats, striving to identify sustainable preservation strategies so that materials can be accessible for continued future use. Preserving materials is a means to this end, not an end in itself. Within prescribed law and best-practice standards, archivists must determine how original materials can best be preserved through a combination of activities including condition monitoring, creation of physical and digital surrogates, and environmental controls in areas where materials are processed, used, and stored.

Responsible Stewardship:  As responsible stewards, archivists commit to making ethical and transparent decisions about the management of the collections and materials entrusted to their care.  Archivists should develop stewardship models that account for internal and external needs, creating best practices that not only reflect archival expertise, but that can also adapt in response to stakeholders’ needs and suggestions.

Responsible stewardship also means considering a repository’s realistic capacity for care and total cost of stewardshiop when deciding to acquire or deaccession materials. To maintain trustworthy relationships with creators and support the institutional mission of an archival organization, ethical distribution of available resources should be a part of every strategic conversation throughout the lifecycle of all materials in a repository’s holdings.

Selection:  Archivists make choices about which materials to steward based on a wide range of criteria. They accept the responsibility of serving as active agents in shaping and interpreting the documentation of the past. The cost of long-term preservation and ongoing challenges of accessibility prevent most of the documents created in modern society from being kept in perpetuity. The perpetual mission to acquire combined with the total cost of stewardship and the realities of finite resources requires archives to be judicious in their appraisal and seleciton decisions.Understanding this, archivists recognize the wisdom of seeking advice from other stakeholders during all processes that result in the selection of materials for an archive’s holdings. They also acknowledge that the power wielded to select materials does not diminish or usurp the authority held by the creators or sources of these materials.

Service:  Archivists serve numerous constituencies and stakeholders. Within the mandates and missions of their organizations, archivists provide connections to primary sources so that any users can discover and benefit from the archival record of society, its institutions, and individuals. 

Social Responsibility: Undergirding the professional activities of all archivists are their responsibilities to society and the greater public good. Archivists, in their various roles and duties, contribute to preserving individual and community memory for their specific constituencies and, in so doing, help increase the overall social awareness and understanding of past events. The archival record is part of the cultural heritage of all members of society. As such, archivists strive to uphold their social responsibilities through equitable, clearly defined policies and procedures for selection, preservation, access, and use of the archival record. As stewards of the historical record, archivists should be mindful of the wavs in which their professional work can function both as a harmful force and reparative resource. 

Sustainability: Archivists should root their work in an ethics of care that prioritizes environmental sustainable practices and policies. Caring for collections and serving communities—along with developing acquisition, processing, storage, and service models—must be balanced with an ongoing awareness of the impact of archival work on the environment. 

(Approved by the SAA Council in May 2011; revised August 2020 and August 2025.)

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Code of Ethics for Archivists

Archives are created by a wide array of individuals and groups, providing and protecting evidence of human activity and social organization. Archivists endeavor to ensure that materials entrusted to their care will be accessible over time. They should embrace principles that foster the transparency of their actions and that inspire confidence in the profession. A distinct body of ethical norms helps archivists navigate complex situations and issues that can arise during the course of their work. 

The Society of American Archivists is a membership organization comprising individuals and organizations dedicated to the selection, care, preservation, access to, and administration of  documentary records of enduring value for the benefit of current and future generations.

The Society endorses this Code of Ethics for Archivists as principles of the profession. This Code should be read in conjunction with SAA’s Core Values of Archivists. Together they provide guidance to archivists and address and increase awareness of ethical concerns among archivists, their colleagues, and the rest of society. As advocates for collections under their care, archivists aspire to carry out their professional activities with the highest standard of professional conduct. The behaviors and characteristics outlined in this Code of Ethics for Archivists should serve as principles for archivists to consider as they strive to create trusted archival organizations.

Case studies and blog submissions that are drawn from real life and that address one or more of the areas covered by the Code of Ethics for Archivists have been published by SAA's Committee on Ethics and Professional Conduct (CEPC).

Professional Relationships:  Archivists strive to cooperate and collaborate with other archivists in the profession, as well as with all individuals, communities, and organizations performing archival work. In their professional relationships with donors, records creators, users, communities, and colleagues, archivists should be as respectful, honest, transparent, empathetic, and equitable as possible.

Judgment:  While no element of archival work is unbiased or neutral, archivists exercise their  professional judgment in the appraisal, acquisition, processing, description, and access of materials. Decisions should always be made mindfully, aiming to ensure the preservation, authenticity, diversity, and lasting cultural and historical value of materials. Archivists should be transparent about their role in the selection, retention, and creation of the historical record by carefully documenting all collections-related policy decisions, including preservation treatments, descriptive work, processing activities, and access guidelines. Archivists are encouraged to consult with colleagues, relevant professionals, creators, and constituent communities to ensure that diverse perspectives inform their actions and decisions throughout the stewardship process.

Authenticity:  Archivists use appraisal and evidentiary provenance documentation to provide transparent information about the authenticity and origin of archival materials. Using archival description, they document the unique archival characteristics of records, including their intellectual, digital, and physical integrity. Archivists should not willfully alter, manipulate, or destroy data or records to conceal facts or distort evidence. Archivists thoroughly document any actions they take that may cause changes to the records in their care or raise questions about the records’ authenticity.

Security and Protection:  Archivists and archival institutions protect all materials for which they are responsible. They guard all records against accidental damage, vandalism, and theft. They take steps to minimize the deterioration of records and implement security policies to protect all records in every format. Archivists have well-considered plans in place to respond to situations that might threaten the safety of their holdings, their patrons, and their staff.

Access and Use:  Archivists actively promote open and equitable access to records in their care as much as possible. They strive to minimize restrictions and maximize ease of access. They facilitate the continuing accessibility of archival materials in all formats.  Archivists formulate and disseminate access policies that encourage ethical and responsible use. They work with creators, donors, organizations, and communities to ensure that any restrictions applied are appropriate, well-documented, and equitably enforced. When repositories require restrictions to protect confidential and proprietary information, such restrictions should be applied consistently. Archivists should seek to balance the principles of stewardship, access, and respect.

Cultural Competency:   Archivists recognize that our collections may hold culturally sensitive material. Archivists and archival repositories have an obligation to build and maintain relationships with source communities and seek their guidance on how to manage, provide access to, or return culturally sensitive materials in our care. Archivists recognize that providing access to specialized information or knowledge can cause irreparable harm and that material designated by communities as culturally sensitive should not be disseminated or reproduced (i.e., digitized, photographed, copied) without express permission from the communities of origin. For resources related to managing culturally sensitive materials, see    Protocols for Native American Archival Materials: Information and Resources    

Privacy:  Archivists establish procedures and policies to protect the privacy interests of the donors, individuals, groups, and organizations whose public and private lives and activities are documented in archival holdings. As appropriate or where by law, archivists place access restrictions on collections to ensure that privacy and confidentiality are maintained, particularly for individuals and groups who have had no voice or role in collections’ creation, retention, or public use. Archivists should maintain transparency when implementing access restrictions, act with a presumption of openess, and documenting why and for how long restrictions will be enacted.  Archivists respect all users’ rights to privacy by maintaining the confidentiality of their research and protecting any personal information collected about the users in accordance with their institutions’ policies.

Trust:  Archivists should not take advantage of their privileged access to and control of records and collections. They execute their work knowing that they must ensure proper custody for the materials entrusted to them. Archivists should demonstrate professional integrity and avoid potential conflicts of interest. They seek to balance the rights, interests, needs, and suggestions of all people and groups affected by archival decisions. Overall, archivists should provide impartial service to all users.

 

(Approved by the SAA Council, February 2005; revised, January 2012, August 2020), and August 2025

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